HWSM
Hotchkis & Wiley SMID Cap Diversified Value ETF
Hotchkis & Wiley SMID Cap Diversified Value Fund seeks to achieve long-term capital appreciation by investing in a diversified portfolio of U.S. small to mid-cap value stocks that are trading below their intrinsic value.
US
EQUITY
Active
MANAGEMENT STYLE
$ 2.9 M
ASSETS UNDER MGMT
55 bp
EXPENSES
Fund Basics
| Inception date | Mar 28, 2025 |
| Regulation | Open-Ended Fund |
| Fund Website | link... |
| Distributions | |
| Currency | USD |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | No |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
Complete list +
| GE HEALTHCARE TECHNOLOGIES INC. | 2.0 % |
| WORKDAY INC-CLASS A | 2.0 % |
| APA CORP. | 1.7 % |
| CRANE HOLDINGS, CO. | 1.6 % |
| PPG INDUSTRIES INC | 1.6 % |
| DOMINION RESOURCES INC/VA | 1.5 % |
| F5 NETWORKS INC | 1.3 % |
| AMERICAN INTERNATIONAL GROUP | 1.3 % |
| CASH & OTHER | 1.3 % |
| HOST HOTELS & RESORTS INC | 1.1 % |
Constituent Breakdown
| Number of holdings | 171 |
| Herfindahl-Hirschman Index | 73 |
| Wgt avg mkt cap (mns) | $12,274 |
| Large cap (>$10bn) | 38.1% |
| Mid cap ($2-10bn) | 58.5% |
| Small cap (<$2bn) | 1.1% |
| Developed mkts. | 97.7% |
| Emerging mkts. | 0.0% |
Sector Breakdown
Country Exposure
 |
UNITED STATES | 89.0 % |
 |
BERMUDA | 2.7 % |
 |
BRITAIN | 2.5 % |
 |
CANADA | 1.7 % |
 |
SWEDEN | 1.1 % |
 |
IRELAND | 0.6 % |
Historical Performance
Standardized Performance (as of 09/30/2026)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | 20 YR | Incep. | |
|---|---|---|---|---|---|---|---|---|
| Price Returns | 8.9% | 10.0% | -- | -- | -- | -- | -- | 12.8% |
| Dividend Yield | 0.0% | 1.5% | -- | -- | -- | -- | -- | 1.0% |
| Total Returns | 8.9% | 11.5% | -- | -- | -- | -- | -- | 13.9% | Ann. Volatility | 13.8% | 14.3% | -- | -- | -- | -- | -- | 18.7% |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 0.69 | 39% |
| MSCI EAFE | 0.54 | 36% |
| MSCI Emg Mkts | 0.22 | 15% |
Liquidity Measures
| Avg. volume (000) | 0 |
| ADV traded (mns) | $0 |
| Turnover | 0.0% |
| Avg. Bid/Ask (% of price) | 0.19% |
Technical Indicators
| 30d moving avg. (EMA) | $31.21 |
| Relative strength (RSI) | 59 |
| MACD/Signal | 0.40/0.25 |
| Bollinger Bands (Upper/Lower) | $32.61/$29.67 |
| Short interest (% of AUM) | 0.8% |
Distributions
Top Ten Comparable ETFs only shown here. For an extended list become an Individual or Professional subscriber. Start your FREE trial
Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. HWSM |
Expenses vs. HWSM |
ALTAR Score™ vs. HWSM |
|---|---|---|---|---|
| HWMV | Hotchkis & Wiley Mid-Cap Value ETF Class | 30.8% | +39 bp | +2.2% |
| FNK | First Trust Mid Cap Value AlphaDEX Fund | 26.3% | +19 bp | +0.3% |
| DFAT | Dimensional U.S. Targeted Value ETF | 22.2% | -27 bp | -0.7% |
| DFSV | Dimensional US Small Cap Value ETF | 20.9% | -22 bp | -0.5% |
| JHSC | John Hancock Multifactor Small Cap ETF | 20.8% | -10 bp | -3.2% |
| GVLU | Gotham 1000 Value ETF | 20.4% | +10 bp | -1.1% |
| FNX | First Trust Mid Cap Core AlphaDEX Fund | 19.9% | +7 bp | -2.6% |
| HWO | Hotchkis & Wiley Opportunities ETF | 19.5% | +38 bp | -1.3% |
| ISCV | iShares Morningstar Small Cap Value ETF | 19.4% | -49 bp | -1.9% |
| FAB | First Trust Multi Cap Value AlphaDEX Fund | 18.8% | +11 bp | -0.4% |
Risk and Returns: HWSM vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
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Results & Estimates (USD)
| 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | 2026 | 2027 | ||
|---|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Book value per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
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Valuation Metrics
| Fwd Est | 2025 | 2026 | 2027 | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 11/6/2026
Peer Group Comparison
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Historical Valuation Trends Sample data. Subscribe for access.
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
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ETF Research Center Rating
9.9%
ALTAR SCORE™
98th
PERCENTILE
SPECULATIVE
ETFRC RATING
There are 1,388 funds in the US Equity category with an average
ALTAR Score™ of 5.7% and a standard deviation
of 2.1%. HWSM's ALTAR Score™ is approximately 2.0 standard
deviations above the category average. This places HWSM in the 98th percentile
among funds in the category.
Sell-Side Consensus
$36.66
PRICE TARGET
+14.1%
UPSIDE