FAD
First Trust Multi Cap Growth AlphaDEX Fund
First Trust Multi Cap Growth AlphaDEX Fund seeks investment results that correspond to the Defined Multi Cap Growth Index.
US
EQUITY
Rules-Based
MANAGEMENT STYLE
$ 541.6 M
ASSETS UNDER MGMT
64 bp
EXPENSES
Fund Basics
| Inception date | May 08, 2007 |
| Regulation | Open-Ended Fund |
| Fund Website | link... |
| Distributions | Quarterly |
| Currency | USD |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | Yes |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
Complete list +
| MICRON TECHNOLOGY INC | 1.1 % |
| SANDISK CORP | 1.0 % |
| DELL TECHNOLOGIES INC CLASS C | 1.0 % |
| SEAGATE TECHNOLOGY HOLDINGS PLC | 0.8 % |
| ADVANCED MICRO DEVICES | 0.8 % |
| WESTERN DIGITAL CORP | 0.7 % |
| ROCKET LAB USA, INC. | 0.7 % |
| BLOOM ENERGY CORPORATION CLASS A | 0.6 % |
| MARVELL TECHNOLOGY, INC. | 0.6 % |
| MA-COM TECHNOLOGY SOLUTIONS | 0.6 % |
Constituent Breakdown
| Number of holdings | 675 |
| Herfindahl-Hirschman Index | 26 |
| Wgt avg mkt cap (mns) | $118,791 |
| Large cap (>$10bn) | 59.1% |
| Mid cap ($2-10bn) | 30.8% |
| Small cap (<$2bn) | 7.4% |
| Developed mkts. | 99.0% |
| Emerging mkts. | 0.2% |
Sector Breakdown
Country Exposure
 |
UNITED STATES | 95.8 % |
 |
IRELAND | 2.2 % |
Historical Performance
Standardized Performance (as of 05/31/2026)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | 20 YR | Incep. | |
|---|---|---|---|---|---|---|---|---|
| Price Returns | 16.6% | 35.3% | 24.3% | 25.0% | 10.9% | 14.1% | -- | 10.2% |
| Dividend Yield | 0.0% | 0.2% | 0.4% | 0.4% | 0.4% | 0.4% | -- | 0.4% |
| Total Returns | 16.6% | 35.4% | 24.7% | 25.5% | 11.3% | 14.5% | -- | 10.6% | Ann. Volatility | 21.0% | 18.5% | 20.7% | 19.2% | 20.5% | 21.2% | -- | 21.5% |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 1.38 | 78% |
| MSCI EAFE | 0.90 | 54% |
| MSCI Emg Mkts | 0.70 | 56% |
Liquidity Measures
| Avg. volume (000) | 16 |
| ADV traded (mns) | $3 |
| Turnover | 0.6% |
| Avg. Bid/Ask (% of price) | 0.23% |
Technical Indicators
| 30d moving avg. (EMA) | $180.26 |
| Relative strength (RSI) | 62 |
| MACD/Signal | 3.55/3.19 |
| Bollinger Bands (Upper/Lower) | $190.27/$175.51 |
| Short interest (% of AUM) | 0.5% |
Distributions
Top Ten Comparable ETFs only shown here. For an extended list become an Individual or Professional subscriber. Start your FREE trial
Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. FAD |
Expenses vs. FAD |
ALTAR Score™ vs. FAD |
|---|---|---|---|---|
| FTC | First Trust Large Cap Growth AlphaDEX Fund | 50.9% | -5 bp | +0.4% |
| VFMO | Vanguard U.S. Momentum Factor ETF | 44.5% | -51 bp | +0.3% |
| FEX | First Trust Large Cap Core AlphaDEX Fund | 42.7% | -5 bp | +3.4% |
| ISCG | iShares Morningstar Small-Cap Growth ETF | 33.6% | -58 bp | +1.2% |
| SMMD | iShares Russell 2500 ETF | 32.4% | -49 bp | +3.9% |
| VB | Vanguard Small-Cap ETF | 32.0% | -59 bp | +3.5% |
| BFOR | ALPS Barron's 400 ETF | 31.3% | +1 bp | +3.9% |
| RSSL | Global X Russell 2000 ETF | 31.1% | -56 bp | +1.0% |
| VXF | Vanguard Extended Market ETF | 31.0% | -59 bp | +2.1% |
| VBK | Vanguard Small-Cap Growth ETF | 30.6% | -57 bp | -0.2% |
Risk and Returns: FAD vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
Content on this tab for Individual & Professional subscribers only. Start your FREE trial
Results & Estimates (USD)
| 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | 2026 | 2027 | ||
|---|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- | ||
| Book value per share | -- | -- | -- | -- | -- | -- | -- | ||
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
Content on this tab for Individual & Professional subscribers only. Start your FREE trial
Valuation Metrics
| Fwd Est | 2025 | 2026 | 2027 | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 6/3/2026
Peer Group Comparison
Sample data. Subscribe for access.
Historical Valuation Trends Sample data. Subscribe for access.
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
Some content on this tab for Individual & Professional subscribers only. Start your FREE trial
ETF Research Center Rating
2.1%
ALTAR SCORE™
7th
PERCENTILE
AVOID
ETFRC RATING
There are 1,399 funds in the US Equity category with an average
ALTAR Score™ of 5.3% and a standard deviation
of 2.1%. FAD's ALTAR Score™ is approximately -1.5 standard
deviations above the category average. This places FAD in the 7th percentile
among funds in the category.
Sell-Side Consensus
$196.68
PRICE TARGET
+3.5%
UPSIDE